Behavioural suitability infrastructure

Suitability is asserted every day. It is rarely on the record.

Revela captures how a client actually decides under uncertainty, across five behavioural dimensions rather than a number they report about themselves, then reconciles that read against the portfolio they hold. Only exposures that breach their tolerance are flagged, and every review closes as a dated, sealed record you can reproduce.

Built for wealth managers, their compliance teams, and the networks that run both.

Who it is for

One record, three people who need it.

Wealth managers

Strengthen every suitability decision

  • Understand a client beyond what a questionnaire can ask
  • See where the portfolio and the person have come apart
  • Open annual reviews with something specific to discuss
  • Leave every file with evidence behind the decision
Compliance teams

Move from documentation to evidence

  • Dated suitability records, sealed and versioned
  • The behavioural rationale behind each recommendation
  • Oversight across the book, not file-by-file sampling
  • Any figure reconstructable from the inputs that produced it
Networks and platforms

Deploy one method across every firm you run

  • Multi-tenant by design, with isolation enforced in the database
  • Each firm keeps its own branding on the client-facing journey
  • Licence instruments per firm from a shared engine
  • Usage and activity visible across the estate
Why this matters now

The question moved from what was asked to what can be shown.

A suitability file built from a questionnaire answers one question well: what the client said on the day. Supervision has moved towards a harder one, which is what the firm understood about the client, whether the portfolio still matches it, and what evidence survives the months in between.

The questionnaire loop
  1. Ask the client
  2. Record the answer
  3. Recommend a portfolio
What is now expected
  1. Understand the behaviour
  2. Monitor the alignment
  3. Evidence the suitability

Consumer Duty

Firms are asked to evidence good outcomes and act to avoid foreseeable harm, not simply to record that advice was given.

Suitability obligations

COBS 9A asks a firm to establish the risk a client is willing and able to take. A self-reported number is one input, not the whole answer.

Evidence-based governance

Oversight increasingly asks what a firm can produce about a decision months later, and how consistently the method was applied.

Revela is an evidence engine for the suitability assessment. The advising firm retains regulatory responsibility for its advice, and nothing here is a statement that a given firm meets its obligations. The compliance page sets out how the methodology maps to COBS 9A in full.

How Revela works

Four steps between a link and a file you can produce.

01

Behavioural assessment

The client works through short behavioural simulations and a video scenario feed, sent as a single-use link. No account, no password, nothing to install. Scoring runs server-side, so the weights are never exposed to the device and the read cannot be gamed.

Instruments
Video profiling
20 scenarios
Simulations
Up to 4
Delivery
Single-use link
Client account
Not required
Scoring
Server-side
Typical sitting
5–10 min
02

Behavioural profile

The sitting resolves into five dimensions. Fortress and Opportunism set risk appetite; Rhythm, Blueprint and Engagement describe how the client invests, not just how much risk they carry. Stated appetite is captured separately and never scores — it is there to be tested against the read.

Client behaviour profile · 0–100
Fortress
70
Rhythm
60
Engagement
45
Blueprint
52
Opportunism
30
Revealed risk
4 / 10
03

Portfolio reconciliation

The portfolio the client already holds is inferred onto the same five axes and compared dimension by dimension, across loss exposure, concentration, complexity and commitment. Only an exposure that falls outside that client’s tolerance band is called material, so a review carries signal rather than a flag on everything that differs.

Reconciliation
Profile vs book
4 / 10 vs 7 / 10
Loss exposure
Material
Concentration
Within band
Complexity
Material
Commitment
Within band
Action
Review suitability
04

Evidence record

The review closes as a dated record: the profile, the holdings behind it, the material gaps and the decision the adviser took, over their sign-off. It is sealed and versioned, so any figure can be traced back to the inputs that produced it and the file reproduced on request.

Suitability record
Reference
SA-2026-0184
Assessment date
12 Mar 2026
Behavioural profile
Sealed
Portfolio context
5 holdings
Review history
Drift tracked
Decision
Realign to profile

The figures above are a worked example, computed by the same engine an adviser’s review runs. Behavioural results are labelled indicative pending validity while the validation programme completes.

How we read the person

The reconciliation is only as honest as the read behind it.

These are the behavioural simulations that take the read. Each one puts a client in a decision they have to resolve under pressure, and measures what they do rather than what they say they would do. Sit them exactly as a client would and watch the raw signal each emits. Nothing is scored or saved; the scoring weights never leave the server, and the read stays indicative, pending validity.

Try the instruments
Video profilingTwenty pressure scenarios, one swipe eachScenario response
Double or NothingTake the offer, or flip for doubleRisk and reward trade-off
Salary StreamSteady salary or variable commissionIncome certainty preference
Monday RushSpeed against risk, lane by laneDecision making under pressure
Escape RouteRoute choices under time pressureChoice and constraint
The compounding asset

The suitability record becomes the asset.

A questionnaire answer is worth nothing the moment it is filed. A behavioural record is worth more each time it is repeated: the second sitting makes the first a baseline, and drift between them becomes evidence in its own right. A firm that runs Revela for three years holds something no competitor can reconstruct after the fact and no incoming provider can backfill.

Behavioural evidence

The five-axis read, the instruments that produced it, and the engine version that scored it.

Portfolio context

The holdings as they stood on the day, and where they sat against the client’s tolerance bands.

Decision history

Realign, retain with rationale, or re-profile — over the adviser’s sign-off, with the reasoning attached.

Timestamped seal

A SHA-256 seal over the result, so the file can be shown to be the one that was filed.

The advising firm is the data controller for its clients’ records. Every record downloads as a PDF for the client file, and the due-diligence detail is on the compliance page.

Proven, not asserted

Most behavioural tools assert their science. We build the evidence in the open.

Every read is labelled indicative until the data says otherwise, and that data is being gathered now. A live validation programme measures the behavioural read against an established risk-tolerance scale, tests it across known groups, and re-sits respondents to establish reliability. A firm that adopts Revela adopts a method with a documented evidence base, not a black box.

Convergent validity

Measured against the Grable-Lytton risk-tolerance scale, the field standard.

Known-groups

Read differences tested across age, investing experience and financial knowledge.

Test-retest reliability

Respondents re-sit, so the read can be shown stable over time, not noise.

Enterprise readiness

Designed for regulated environments.

The questions a due-diligence review asks are answered in public rather than under NDA. Each item below is documented in full on the trust pages, and a signed data processing agreement is available on request.

Secure data handling

All traffic over TLS. Assessment invitations are single-use tokens stored only as SHA-256 hashes, revocable and reissuable by the adviser. Secrets stay in server configuration and never reach the browser.

Detail →

Privacy-first architecture

Clients never create an account or a password, and no camera or microphone access is ever requested. Multi-tenant isolation is enforced with row-level security in the database and firm scoping on every query.

Detail →

Human adviser oversight

The engine produces evidence; it does not give advice. An adviser reviews every result, can override it, and signs the decision. Overrides are recorded with who, when and why.

Explainable outputs

No result is a black box. Each dimension shows the client’s tolerance band, where the portfolio sits against it, and whether the gap was measured directly or proxied from the holdings.

Auditability

Every sitting stores its raw inputs, the engine version that scored it, the full output and a seal over the result. The platform audit trail is append-only.

Detail →

Revela does not currently hold an external security certification. Where a firm’s due-diligence process requires one, tell us during the demonstration and we will set out where we are.

The record is the product: run the reconciliation behind your firm’s own instruments and branding.

Ask for a walkthrough: a client book, a live sitting, a holdings reconciliation and the sealed record, end to end.

Request a demonstration